Volume 1 Covering: Referencer 1. Bird's Eye view of SEBI Laws 2. List of Regulations 3. List of Rules 4. List of Circulars 5. List of Notifications 6. List of Master Circulars Division I - Acts & Allied Laws 1. Securities and Exchange Board of India (SEBI) Act, 1992 2. Securities Contracts (Regulation) Act, 1956 3. Securities Contracts (Regulation) Rules, 1957 4. Depositories Act, 1996 Division II - Part I – Regulations under Securities and Exchange Board of India Act, 1992 1. SEBI (Issue of Capital and Disclosure Requirements) Regulations, 2018 2. SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 3. SEBI (Substantial Acquisition of Shares and Takeover) Regulations, 2011 4. SEBI (Buy-Back of Securities) Regulations, 2018 5. SEBI (Delisting of Equity Shares) Regulations, 2009 6. SEBI (Issue of Sweat Equity) Regulations, 2002 7. SEBI (Issue &Listing of Non-Convertible Redeemable Preference Shares) Regulations, 2013 8. SEBI (Issue and Listing of Securitised Debt Instruments and Receipts) Regulations, 2008 9. SEBI (Share Based Employee Benefits) Regulations, 2014 10. SEBI (Prohibition of Insider Trading) Regulations, 2015 11. SEBI (Prohibition of Fraudulent and Unfair Trade Practices Relating to Securities Market) Regulations, 2003 12. SEBI (Settlement Proceedings) Regulations, 2018 13. SEBI (Mutual Funds) Regulations, 1996 14. SEBI (Alternative Investment Funds) Regulations, 2012 15. SEBI (Real Estate Investment Trusts) Regulations, 2014 16. SEBI (Infrastructure Investment Trusts) Regulations, 2014 17. SEBI (Debenture Trustees) Regulations, 1993 18. SEBI (Portfolio Manager) Regulations, 1993 19. SEBI (Registrars to an Issue and Share Transfer Agents) Regulations, 1993 20. SEBI (Underwriters) Regulations, 1993 21. SEBI (Investment Advisers) Regulations, 2013 Volume 2 Covering: Division II - Part I - Regulations under SEBI Act, 1992 22. SEBI (Merchant Bankers) Regulations, 1992 23. SEBI (Stock Brokers ) Regulations, 1992 24. SEBI (Credit Rating Agencies) Regulations, 1999 25. SEBI (Foreign Venture Capital Investors) Regulations, 2000 26. SEBI (Intermediaries) Regulations, 2008 27. SEBI (Bankers to an Issue)Regulations, 1994 28. SEBI (Research Analyst) Regulations, 2014 29. SEBI (Foreign Portfolio Investors)Regulations, 2019 30. SEBI (Collective Investment Schemes) Regulations, 1999 31. SEBI (Custodian) Regulations, 1996 32. SEBI (Self Regulatory Organizations) Regulations, 2004 33. SEBI (Regulatory fee on Stock Exchanges) Regulations, 2006 34. SEBI (Investor Protection and Education Fund) Regulations, 2009 35. SEBI (Appointment of Administrator & Procedure for Refunding to Investors) Regulations, 2018 36. SEBI {KYC (Know Your Client) Registration Agency} Regulations, 2011 21. SEBI (Investment Advisers) Regulations, 2013 37. SEBI (Procedure for Board Meetings) Regulations, 2001 38. SEBI (Issue and Listing of debt securities by Municipalities) Regulations, 2015 39. SEBI (Certification of Associated Persons in the Securities Markets) Regulations, 2007 40. SEBI (Central Database of Market Participants) Regulations, 2003 41. SEBI (Ombudsman) Regulations, 2003 42. SEBI (Procedure for Search and Seizure) repeal Regulations, 2015 43. SEBI (Employees' Service) Regulation, 2001 Part II - Regulations under Securities Contracts (Regulation) Act, 1956 44. Securities Contracts (Regulation) (Stock Exchange & Clearing Corporations) Regulations, 2018 45. Securities Contracts (Regulation) (Manner of Increasing and Maintaining Public Shareholding in Recognised Stock Exchanges), Regulations, 2006 Part III - Regulations under Depositories Act, 1996 46. SEBI (Depositories and Participants) Regulations, 2018 Division III – Rules 1. SEBI (Annual Report) Rules, 1994 2. SEBI (Appeal to Central Government) Rules, 1993 3. SEBI (Form of Annual Statement of Accounts and Records) Rules, 1994 4. SEBI (Procedure for Holding Inquiry and Imposing Penalties) Rules, 1995 5. SEBI (Terms and Conditions of Service of Chairman and Members) Rules, 1992 6. Securities Contracts (Reference to the CLB) Rules, 1986 7. Securities Contracts (Regulation) (Appeal to Securities Appellate Tribunal) Rules, 2000 8. Securities Contracts (Regulation) (Procedure for Holding Inquiry and Imposing Penalties) Rules 9. Depositories (Appeal to Securities Appellate Tribunal) Rules, 2000 10. Depositories (Appeal to the Central Government) Rules, 1998 11. Depositories (Procedure for Holding Inquiry and Imposing Penalties) Rules, 2005 12. Companies (Prospectus and Allotment of Securities) Rules, 2014 13. Companies(Share Capital and Debentures) Rules, 2014 14. Securities Appellate Tribunal (Procedure) Rules, 2000 15. Securities Appellate Tribunal (Salaries and Allowances and other conditions of Service of the Officers and Employees) Rules, 1997 16. Securities Appellate Tribunal (Salaries, Allowances and other Terms and Conditions of Presiding Officer and other Members) Rules, 2003 17. Tribunal, Appellate Tribunal and Other Authorities (Qualifications Experience and other Conditions of Service of Members) Rules, 2017 18. Finance Act, 2017 - Condition of service of Chairperson and members of Tribunals, Appellate Tribunals and other authorities Division IV – Circulars – (Year 2014 to 2016) Volume 3 Covering: Division IV - Circulars (Year 2017 to 2020) Division V - Master Circulars 1. Master Circular on Matters relating to Exchange Traded Derivatives 2. Master Circular for Commodity Derivatives Market 3. Master Circular on Mutual Funds 4. Master Circular on Stock Brokers 5. Master Circular on Underwriters registered with SEBI 6. Master Circular on Credit Rating Agencies 7. Master Circular on Debenture Trustees 8. Master Circular on Anti-Money Laundering (AML) Standards and Combating the Financing of Terrorism (CFT)/Obligations of Securities Market Intermediaries 9. Master Circular on Depositories 10. Master Circular on Stock Exchange and Clearing Corporation Division VI - Others1. Notifications under Regulation 3 of the SEBI (Certification of Associated Persons in the Securities Markets) Regulations, 2007 2. Notifications issued under Section 26A of the SEBI Act, 1992 3. Notification issued under Section 15L of the SEBI Act, 1992 4. Notified common application form for purpose of registration, opening of Bank & DEMAT Accounts and application for PAN by Foreign Portfolio Investors in India 5. Depository Scheme, 2014 6. Issue of Foreign Currency Convertible Bonds and Ordinary Shares (through Depository Receipt Mechanism) Scheme, 1993 Issue of Foreign Currency Exchangeable Bonds Scheme, 2008 7. Companies (Issue of Global Depository Receipts) Rules, 2014 8. The Forward Contracts (Regulation) Act, 1952 9. Forward Contracts (Regulation) Rules, 1954 10. Securities Transaction Tax (Chapter VII of the Finance (No. 2) Act, 2004) 11. Securities Transaction Tax Rules, 2004 12. Securities Transaction Tax – RBI Circulars-Reporting of OTC trades in Corporate Bonds on Trade Reporting Platforms of Stock Exchanges 13. SEBI (Informal Guidance) Scheme, 2003 14. SEBI (Interest Liability Regularisation) Scheme, 2004 15. Applications Supported by Blocked Amount (ASBA) 16. Offer Documents- SEBI (Framework for Rejection of Draft Offer Documents) Order, 2012 17. SEBI (Issuing Observations on Draft Offer Documents Pending Regulatory Actions) Order, 2006 18. How to get registered as a Research Analyst and instructions for filling in Form A 19. Irregularities/deficiencies in books of accounts of members 20. Code on Conflict of Interests for Members of Board